Investor and industry perspectives on investment advisers and broker-dealers
Enregistré dans:
| Collectivités auteurs: | , |
|---|---|
| Autres auteurs: | |
| Format: | Électronique eBook |
| Langue: | anglais |
| Publié: |
Santa Monica, CA :
Rand,
c2008.
|
| Collection: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Sujets: | |
| Accès en ligne: | An electronic book accessible through the World Wide Web; click to view |
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Table des matières:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.