Investor and industry perspectives on investment advisers and broker-dealers
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| Corporate Authors: | , |
|---|---|
| 其他作者: | |
| 格式: | 電子 電子書 |
| 語言: | 英语 |
| 出版: |
Santa Monica, CA :
Rand,
c2008.
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| 叢編: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| 主題: | |
| 在線閱讀: | An electronic book accessible through the World Wide Web; click to view |
| 標簽: |
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書本目錄:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.