Investor and industry perspectives on investment advisers and broker-dealers
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| Corporate Authors: | , |
|---|---|
| Other Authors: | |
| Format: | Electronic eBook |
| Language: | English |
| Published: |
Santa Monica, CA :
Rand,
c2008.
|
| Series: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Subjects: | |
| Online Access: | An electronic book accessible through the World Wide Web; click to view |
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| 010 | |z 2008002124 | ||
| 020 | |z 9780833044037 (pbk. : alk. paper) | ||
| 020 | |z 0833044036 (pbk. : alk. paper) | ||
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| 050 | 1 | 4 | |a KF1070 |b .I58 2008eb |
| 082 | 0 | 4 | |a 346.73/0922 |2 22 |
| 245 | 0 | 0 | |a Investor and industry perspectives on investment advisers and broker-dealers |h [electronic resource] / |c Angela K. Hung ... [et al.]. |
| 260 | |a Santa Monica, CA : |b Rand, |c c2008. | ||
| 300 | |a xxiii, 204 p. : |b ill. (some col.). | ||
| 490 | 1 | |a Technical report ; |v TR-556-SEC | |
| 500 | |a "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance." | ||
| 504 | |a Includes bibliographical references (p. 199-204). | ||
| 505 | 0 | |a Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding. | |
| 533 | |a Electronic reproduction. |b Palo Alto, Calif. : |c ebrary, |d 2013. |n Available via World Wide Web. |n Access may be limited to ebrary affiliated libraries. | ||
| 650 | 0 | |a Securities |z United States. | |
| 650 | 0 | |a Securities industry |x Law and legislation |z United States. | |
| 650 | 0 | |a Investment advisors |x Legal status, laws, etc. |z United States. | |
| 650 | 0 | |a Stockbrokers |x Legal status, laws, etc. |z United States. | |
| 655 | 7 | |a Electronic books. |2 local | |
| 700 | 1 | |a Hung, Angela A. | |
| 710 | 2 | |a LRN-RAND Center for Corporate Ethics, Law, and Governance. | |
| 710 | 2 | |a ebrary, Inc. | |
| 830 | 0 | |a Technical report (Rand Corporation) ; |v TR-556-SEC. | |
| 856 | 4 | 0 | |u http://site.ebrary.com/lib/daystar/Doc?id=10235200 |z An electronic book accessible through the World Wide Web; click to view |
| 908 | |a 170314 | ||
| 942 | 0 | 0 | |c EB |
| 999 | |c 90614 |d 90614 | ||