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Investor and industry perspectives on investment advisers and broker-dealers

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Corporate Authors: LRN-RAND Center for Corporate Ethics, Law, and Governance, ebrary, Inc
Other Authors: Hung, Angela A.
Format: Electronic eBook
Language:English
Published: Santa Monica, CA : Rand, c2008.
Series:Technical report (Rand Corporation) ; TR-556-SEC.
Subjects:
Securities > United States.
Securities industry > Law and legislation > United States.
Investment advisors > Legal status, laws, etc. > United States.
Stockbrokers > Legal status, laws, etc. > United States.
Electronic books.
Online Access:An electronic book accessible through the World Wide Web; click to view
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Item Description:"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Physical Description:xxiii, 204 p. : ill. (some col.).
Bibliography:Includes bibliographical references (p. 199-204).

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