Investor and industry perspectives on investment advisers and broker-dealers
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| Corporate Authors: | , |
|---|---|
| Andre forfattere: | |
| Format: | Electronisk eBog |
| Sprog: | engelsk |
| Udgivet: |
Santa Monica, CA :
Rand,
c2008.
|
| Serier: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Fag: | |
| Online adgang: | An electronic book accessible through the World Wide Web; click to view |
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Indholdsfortegnelse:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.