Understanding securities law /
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
New Providence, NJ :
LexisNexis,
2014.
|
| Edition: | 6th ed. |
| Series: | Understanding series
|
| Subjects: | |
| Tags: |
No Tags, Be the first to tag this record!
|
Table of Contents:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.