Understanding securities law /
Gardado en:
| Autor Principal: | |
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| Formato: | Libro |
| Idioma: | inglés |
| Publicado: |
New Providence, NJ :
LexisNexis,
2014.
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| Edición: | 6th ed. |
| Series: | Understanding series
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| Subjects: | |
| Tags: |
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Table of Contents:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.