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Understanding securities law /

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Guardado en:
Autor principal: Steinberg, Marc I (Autor)
Formato: Libro
Lenguaje:inglés
Publicado: New Providence, NJ : LexisNexis, 2014.
Edición:6th ed.
Colección:Understanding series
Materias:
United States. > Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States. > Sarbanes-Oxley Act of 2002.
Securities > United States.
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Tabla de Contenidos:
  • Introduction
  • Definition of a security
  • Issuer exemptions from registration
  • The registration process
  • Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
  • Resales and reorganizations
  • Due diligence and Securities Act liability
  • Section 10(b) and related issues
  • Alternative remedies
  • Secondary liability
  • Issuer affirmative disclosure obligations
  • Insider trading
  • Broker-dealer regulation
  • Corporate control acquisitions and contests
  • SEC enforcement.

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