Understanding securities law /
Enregistré dans:
| Auteur principal: | |
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| Format: | Livre |
| Langue: | anglais |
| Publié: |
New Providence, NJ :
LexisNexis,
2014.
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| Édition: | 6th ed. |
| Collection: | Understanding series
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| Sujets: | |
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Table des matières:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.