Understanding securities law /
Zapisane w:
| 1. autor: | |
|---|---|
| Format: | Książka |
| Język: | angielski |
| Wydane: |
New Providence, NJ :
LexisNexis,
2014.
|
| Wydanie: | 6th ed. |
| Seria: | Understanding series
|
| Hasła przedmiotowe: | |
| Etykiety: |
Nie ma etykietki, Dołącz pierwszą etykiete!
|
Spis treści:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.