Understanding securities law /
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| Autor principal: | |
|---|---|
| Formato: | Livro |
| Idioma: | inglês |
| Publicado em: |
New Providence, NJ :
LexisNexis,
2014.
|
| Edição: | 6th ed. |
| coleção: | Understanding series
|
| Assuntos: | |
| Tags: |
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MARC
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| 100 | 1 | |a Steinberg, Marc I, |e author. | |
| 245 | 1 | 0 | |a Understanding securities law / |c Marc I. Steinberg. |
| 250 | |a 6th ed. | ||
| 260 | |a New Providence, NJ : |b LexisNexis, |c 2014. | ||
| 300 | |a xxv, 520 p ; |c 25 cm. | ||
| 336 | |a text |2 rdacontent | ||
| 337 | |a unmediated |2 rdamedia | ||
| 338 | |a volume |2 rdacarrier | ||
| 490 | 0 | |a Understanding series | |
| 504 | |a Includes bibliographical references and index. | ||
| 505 | 0 | |a Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement. | |
| 610 | 1 | 0 | |a United States. |t Dodd-Frank Wall Street Reform and Consumer Protection Act. |
| 610 | 1 | 0 | |a United States. |t Sarbanes-Oxley Act of 2002. |
| 650 | 0 | |a Securities |z United States. | |
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