Investor and industry perspectives on investment advisers and broker-dealers
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| Corporate Authors: | , |
|---|---|
| Other Authors: | |
| Format: | Electronic eBook |
| Language: | English |
| Published: |
Santa Monica, CA :
Rand,
c2008.
|
| Series: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Subjects: | |
| Online Access: | An electronic book accessible through the World Wide Web; click to view |
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Table of Contents:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.