Securities regulation in a nutshell /
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| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN :
West,
c2009.
|
| Edition: | 10th ed. |
| Series: | West nutshell series
|
| Subjects: | |
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| 008 | 091118s2009 mnu 001 0 eng | ||
| 020 | |a 9780314187987 (pbk.) | ||
| 040 | |a DLC |c DLC |d Jwambua | ||
| 050 | 1 | |a KF1440 |b .R37 | |
| 100 | 1 | |a Hazen, Thomas Lee, |d 1947-. | |
| 245 | 1 | 0 | |a Securities regulation in a nutshell / |c by Thomas Lee Hazen. |
| 250 | |a 10th ed. | ||
| 260 | |a St. Paul, MN : |b West, |c c2009. | ||
| 300 | |a xlix, 361 p. ; |c 19 cm. | ||
| 490 | 0 | |a West nutshell series | |
| 500 | |a Includes index. | ||
| 505 | 0 | |a Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. | |
| 650 | 0 | |a Securities |z United States. | |
| 908 | |a 111111 | ||
| 942 | |c G | ||
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