Investor and industry perspectives on investment advisers and broker-dealers
Bewaard in:
| Coauteurs: | , |
|---|---|
| Andere auteurs: | |
| Formaat: | Elektronisch E-boek |
| Taal: | Engels |
| Gepubliceerd in: |
Santa Monica, CA :
Rand,
c2008.
|
| Reeks: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Onderwerpen: | |
| Online toegang: | An electronic book accessible through the World Wide Web; click to view |
| Tags: |
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Inhoudsopgave:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.