Investor and industry perspectives on investment advisers and broker-dealers
保存先:
| 共著者: | , |
|---|---|
| その他の著者: | |
| フォーマット: | 電子媒体 eBook |
| 言語: | 英語 |
| 出版事項: |
Santa Monica, CA :
Rand,
c2008.
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| シリーズ: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| 主題: | |
| オンライン･アクセス: | An electronic book accessible through the World Wide Web; click to view |
| タグ: |
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目次:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.