Investor and industry perspectives on investment advisers and broker-dealers
Guardat en:
Autor corporatiu: | , |
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Altres autors: | |
Format: | Electrònic eBook |
Idioma: | anglès |
Publicat: |
Santa Monica, CA :
Rand,
c2008.
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Col·lecció: | Technical report (Rand Corporation) ;
TR-556-SEC. |
Matèries: | |
Accés en línia: | An electronic book accessible through the World Wide Web; click to view |
Etiquetes: |
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Taula de continguts:
- Regulatory and legal background
- View of the industry from published sources
- Insights from industry data
- Documentation and information provided by firms
- Investors' level of understanding.