Investor and industry perspectives on investment advisers and broker-dealers

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Dades bibliogràfiques
Autor corporatiu: LRN-RAND Center for Corporate Ethics, Law, and Governance, ebrary, Inc
Altres autors: Hung, Angela A.
Format: Electrònic eBook
Idioma:anglès
Publicat: Santa Monica, CA : Rand, c2008.
Col·lecció:Technical report (Rand Corporation) ; TR-556-SEC.
Matèries:
Accés en línia:An electronic book accessible through the World Wide Web; click to view
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Taula de continguts:
  • Regulatory and legal background
  • View of the industry from published sources
  • Insights from industry data
  • Documentation and information provided by firms
  • Investors' level of understanding.