Fundamentals of securities regulation /
Saved in:
| 主要作者: | |
|---|---|
| 其他作者: | , |
| 格式: | 圖書 |
| 語言: | 英语 |
| 出版: |
New York :
Wolters Kluwer Law & Business,
2011.
|
| 版: | 6th ed. |
| 主題: | |
| 標簽: |
添加標簽
沒有標簽, 成為第一個標記此記錄!
|
書本目錄:
- v. 1. Background of the SEC statutes
- Federal regulation of the distribution of securities
- Coverage of the Securities Act of 1933 : definitions and exemptions
- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
- Control concepts under the SEC statutes
- Registration and postregistration provisions of the 1934 act
- Regulation of the securities markets
- Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.
- v. 2. Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.