Fundamentals of securities regulation /
Sábháilte in:
| Príomhchruthaitheoir: | |
|---|---|
| Rannpháirtithe: | , |
| Formáid: | LEABHAR |
| Teanga: | Béarla |
| Foilsithe / Cruthaithe: |
New York :
Wolters Kluwer Law & Business,
2011.
|
| Eagrán: | 6th ed. |
| Ábhair: | |
| Clibeanna: |
Cuir clib leis
Níl clibeanna ann, Bí ar an gcéad duine le clib a chur leis an taifead seo!
|
Clár na nÁbhar:
- v. 1. Background of the SEC statutes
- Federal regulation of the distribution of securities
- Coverage of the Securities Act of 1933 : definitions and exemptions
- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
- Control concepts under the SEC statutes
- Registration and postregistration provisions of the 1934 act
- Regulation of the securities markets
- Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.
- v. 2. Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.