Fundamentals of securities regulation /
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| Main Author: | |
|---|---|
| Other Authors: | , |
| Format: | Book |
| Language: | English |
| Published: |
New York :
Wolters Kluwer Law & Business,
2011.
|
| Edition: | 6th ed. |
| Subjects: | |
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| 008 | 110722s2011 nyu b 001 0 eng | ||
| 010 | |a 2011030916 | ||
| 020 | |a 9781454810162 (v. 1) | ||
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| 082 | 0 | 0 | |a 346.73/0922 |2 23 |
| 100 | 1 | |a Loss, Louis. | |
| 245 | 1 | 0 | |a Fundamentals of securities regulation / |c Louis Loss, Joel Seligman, Troy Paredes. |
| 246 | 3 | 0 | |a Securities regulation |
| 250 | |a 6th ed. | ||
| 260 | |a New York : |b Wolters Kluwer Law & Business, |c 2011. | ||
| 300 | |a 2 v. (xxxviii, 2244 p.) ; |c 24 cm. | ||
| 490 | |v vol. 1 | ||
| 500 | |a At head of title: Aspen Publishers. | ||
| 504 | |a Includes bibliographical references and index. | ||
| 505 | 0 | |a v. 1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. | |
| 505 | 0 | |a v. 2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. | |
| 650 | 0 | |a Corporations |x Finance |x Law and legislation |z United States. | |
| 650 | 0 | |a Securities |z United States. | |
| 700 | 1 | |a Paredes, Troy. | |
| 700 | 1 | |a Seligman, Joel. | |
| 908 | |a 160303 | ||
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