Securities regulation : cases and analysis /
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| 主要作者: | |
|---|---|
| 格式: | 圖書 |
| 語言: | 英语 |
| 出版: |
St. Paul, MN :
Foundation Press,
2015.
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| 版: | Fourth edition. |
| 叢編: | University casebook series
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| 主題: | |
| 標簽: |
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書本目錄:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.