Securities regulation : cases and analysis /
-д хадгалсан:
Үндсэн зохиолч: | |
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Формат: | Ном |
Хэл сонгох: | англи |
Хэвлэсэн: |
St. Paul, MN :
Foundation Press,
2015.
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Хэвлэл: | Fourth edition. |
Цуврал: | University casebook series
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Нөхцлүүд: | |
Шошгууд: |
Шошго нэмэх
Шошго байхгүй, Энэхүү баримтыг шошголох эхний хүн болох!
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Агуулга:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.