Securities regulation : cases and analysis /
保存先:
| 第一著者: | |
|---|---|
| フォーマット: | 図書 |
| 言語: | 英語 |
| 出版事項: |
St. Paul, MN :
Foundation Press,
2015.
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| 版: | Fourth edition. |
| シリーズ: | University casebook series
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| 主題: | |
| タグ: |
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目次:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.