Securities regulation : cases and analysis /
Guardat en:
| Autor principal: | |
|---|---|
| Format: | Llibre |
| Idioma: | anglès |
| Publicat: |
St. Paul, MN :
Foundation Press,
2015.
|
| Edició: | Fourth edition. |
| Col·lecció: | University casebook series
|
| Matèries: | |
| Etiquetes: |
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Taula de continguts:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.