Securities regulation : cases and analysis /
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| Main Author: | |
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| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN :
Foundation Press,
2015.
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| Edition: | Fourth edition. |
| Series: | University casebook series
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| Subjects: | |
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Table of Contents:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.