Securities regulation : cases and analysis /
Tallennettuna:
| Päätekijä: | |
|---|---|
| Aineistotyyppi: | Kirja |
| Kieli: | englanti |
| Julkaistu: |
St. Paul, MN :
Foundation Press,
2015.
|
| Painos: | Fourth edition. |
| Sarja: | University casebook series
|
| Aiheet: | |
| Tagit: |
Ei tageja, Lisää ensimmäinen tagi!
|
Sisällysluettelo:
- Introduction to the securities markets and securities regulation
- Materiality
- The definition of a "Security"
- Disclosure and accuracy
- Rule 10b-5 antifraud
- Inside trading
- Public offerings
- Civil liability under the securities act
- Exempt offerings
- Secondary market transactions
- Federal regulation of shareholder voting
- Gatekeepers
- Public enforcement.