Understanding securities law /
保存先:
| 第一著者: | |
|---|---|
| フォーマット: | 図書 |
| 言語: | 英語 |
| 出版事項: |
New Providence, NJ :
LexisNexis,
2014.
|
| 版: | 6th ed. |
| シリーズ: | Understanding series
|
| 主題: | |
| タグ: |
タグ追加
タグなし, このレコードへの初めてのタグを付けませんか!
|
目次:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.