Understanding securities law /
I tiakina i:
| Kaituhi matua: | |
|---|---|
| Hōputu: | Pukapuka |
| Reo: | Ingarihi |
| I whakaputaina: |
New Providence, NJ :
LexisNexis,
2014.
|
| Putanga: | 6th ed. |
| Rangatū: | Understanding series
|
| Ngā marau: | |
| Ngā Tūtohu: |
Kāore He Tūtohu, Me noho koe te mea tuatahi ki te tūtohu i tēnei pūkete!
|
Rārangi ihirangi:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.