Securities regulation in a nutshell /
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Main Author: | |
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Format: | Book |
Language: | English |
Published: |
St. Paul, MN :
West,
c2009.
|
Edition: | 10th ed. |
Series: | West nutshell series
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Subjects: | |
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Table of Contents:
- Introduction
- Regulation of public offerings
- Regulation of publicly-held companies
- Antifraud provisions
- Regulation of the securities business
- Regulation of investment companies
- Sanctions for violations
- Civil liabilities
- Extraterritorial application
- State regulation.