Securities regulation in a nutshell /

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Bibliographic Details
Main Author: Hazen, Thomas Lee, 1947-
Format: Book
Language:English
Published: St. Paul, MN : West, c2009.
Edition:10th ed.
Series:West nutshell series
Subjects:
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Table of Contents:
  • Introduction
  • Regulation of public offerings
  • Regulation of publicly-held companies
  • Antifraud provisions
  • Regulation of the securities business
  • Regulation of investment companies
  • Sanctions for violations
  • Civil liabilities
  • Extraterritorial application
  • State regulation.