Search Results - "insider trading"
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Investment intelligence from insider trading
Published 2000Subjects: “…Insider trading in securities United States.…”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
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Investment intelligence from insider trading
Published 2000Subjects: “…Insider trading in securities United States.…”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
3
Securities law : insider trading /
Published 2007Subjects: “…Insider trading in securities Law and legislation United States.…”
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Securities law : insider trading /
Published 2007Subjects: “…Insider trading in securities Law and legislation United States.…”
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Understanding securities law /
Published 2014Table of Contents: “…Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.…”
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Understanding securities law /
Published 2014Table of Contents: “…Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.…”
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Cases and materials on corporations, including partnerships and limited liability companies /
Published 2010Table of Contents: “…Introduction -- Agency -- The general partnership -- The development of corporation law in the United States : jurisdictional competition -- The formation of a closely held corporation -- Disregard of the corporate entity -- Financial matters and the corporation -- Management and control of the corporation -- Control and management in the publicly held corporation -- Duty of care and the business judgment rule -- Duty of loyalty and conflict of interest -- Transactions in shares : rule 10b-5, insider trading, and securities fraud -- Indemnification and insurance -- Takeovers -- Corporate books and records -- The limited partnership -- The limited liability partnership -- The limited liability company.…”
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Cases and materials on corporations, including partnerships and limited liability companies /
Published 2010Table of Contents: “…Introduction -- Agency -- The general partnership -- The development of corporation law in the United States : jurisdictional competition -- The formation of a closely held corporation -- Disregard of the corporate entity -- Financial matters and the corporation -- Management and control of the corporation -- Control and management in the publicly held corporation -- Duty of care and the business judgment rule -- Duty of loyalty and conflict of interest -- Transactions in shares : rule 10b-5, insider trading, and securities fraud -- Indemnification and insurance -- Takeovers -- Corporate books and records -- The limited partnership -- The limited liability partnership -- The limited liability company.…”
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Clinical research and the law
Published 2012Table of Contents: “…Research malpractice & negligence -- Duty of care : understanding the legal differences between medical treatment and medical research -- Establishing standard of care & violation of standard of care -- Informed consent in clinical research -- Liability issues for institutional review boards (IRBs) and data safety monitoring boards (DSMBs) -- Legal aspects of financial conflicts of interest in clinical trials -- Disclosure of clinical trial information : legal ramifications of withholding study results -- Clinical trials & insider trading -- Clinical trials and criminal law -- Clinical trial contracts.…”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
10
Clinical research and the law
Published 2012Table of Contents: “…Research malpractice & negligence -- Duty of care : understanding the legal differences between medical treatment and medical research -- Establishing standard of care & violation of standard of care -- Informed consent in clinical research -- Liability issues for institutional review boards (IRBs) and data safety monitoring boards (DSMBs) -- Legal aspects of financial conflicts of interest in clinical trials -- Disclosure of clinical trial information : legal ramifications of withholding study results -- Clinical trials & insider trading -- Clinical trials and criminal law -- Clinical trial contracts.…”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
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Investor protection and corporate governance firm-level evidence across Latin America /
Published 2007Table of Contents: “…Corporate governance in Latin America / Alberto Chong and Florencio Lopez-de-Silanes -- Insider trading and corporate governance in Latin America / Juan J. …”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
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Investor protection and corporate governance firm-level evidence across Latin America /
Published 2007Table of Contents: “…Corporate governance in Latin America / Alberto Chong and Florencio Lopez-de-Silanes -- Insider trading and corporate governance in Latin America / Juan J. …”
An electronic book accessible through the World Wide Web; click to view
Electronic eBook -
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Securities regulation : cases and analysis /
Published 2015Table of Contents: “…Introduction to the securities markets and securities regulation -- Materiality -- The definition of a "Security" -- Disclosure and accuracy -- Rule 10b-5 antifraud -- Inside trading -- Public offerings -- Civil liability under the securities act -- Exempt offerings -- Secondary market transactions -- Federal regulation of shareholder voting -- Gatekeepers -- Public enforcement.…”
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Securities regulation : cases and analysis /
Published 2015Table of Contents: “…Introduction to the securities markets and securities regulation -- Materiality -- The definition of a "Security" -- Disclosure and accuracy -- Rule 10b-5 antifraud -- Inside trading -- Public offerings -- Civil liability under the securities act -- Exempt offerings -- Secondary market transactions -- Federal regulation of shareholder voting -- Gatekeepers -- Public enforcement.…”
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