Search Results - control fraud

Executive roadmap to fraud prevention and internal control creating a culture of compliance / by Biegelman, Martin T.

An electronic book accessible through the World Wide Web; click to view

Executive roadmap to fraud prevention and internal control creating a culture of compliance / by Biegelman, Martin T.

An electronic book accessible through the World Wide Web; click to view

Securities fraud, 1996-2001 incentive pay, governance, and class action lawsuits / by Wang, Ke, 1972 Nov. 6-

Table of Contents: “…Defining securities fraud -- Theorizing securities fraud: a complex and inadequately researched phenomenon -- Explaining securities fraud: an integrated conceptual model -- Finding the deviant corporations: research methods and data -- Incentive compensation: a source of securities fraud -- Corporate governance : a fraud-preventing process depending on context -- Controlling securities fraud : policy implications.…”
An electronic book accessible through the World Wide Web; click to view

Fundamentals of securities regulation / by Loss, Louis

Table of Contents: “…Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.…”

Fundamentals of securities regulation / by Loss, Louis

Table of Contents: “…Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.…”

ARTIFICIAL INTELLIGENCE IN A THROUGHPUT MODEL some major algorithms. by Rodgers, Waymond

Taylor & Francis
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