Search Results - control fraud
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Fundamentals of securities regulation /
Published 2011Table of Contents: “…Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.…”
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Fundamentals of securities regulation /
Published 2011Table of Contents: “…Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.…”
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Health law : cases, materials, and problems /
Published 2013Table of Contents: “…Cost, quality, access, and choice -- Quality control regulation : licensing health care professionals -- Quality control regulation of health care institutions -- The professional-patient relationship -- Liability of health care professionals -- Liability of health care institutions -- Health care cost and access : the policy context -- Duties to treat -- Private health insurance and managed care : liability and state and federal regulation -- Public health care financing programs : medicare and medicaid -- Professional relationships in health care enterprises -- The structure of the health care enterprise -- Fraud and abuse -- Antitrust -- Reproduction and birth -- Legal issues in human genetics -- Organ transplantation and the determination of death -- Life and death decisions -- Medically assisted dying -- Regulation of research involving human subjects.…”
Book