Imatge de la portada

Fundamentals of securities regulation /

Veure altres versions (2)
Guardat en:
Dades bibliogràfiques
Autor principal: Loss, Louis
Altres autors: Paredes, Troy, Seligman, Joel
Format: Llibre
Idioma:anglès
Publicat: New York : Wolters Kluwer Law & Business, 2011.
Edició:6th ed.
Matèries:
Corporations > Finance > Law and legislation > United States.
Securities > United States.
Etiquetes: Afegir etiqueta
Sense etiquetes, Sigues el primer a etiquetar aquest registre!
Taula de continguts:
  • v. 1. Background of the SEC statutes
  • Federal regulation of the distribution of securities
  • Coverage of the Securities Act of 1933 : definitions and exemptions
  • Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
  • Control concepts under the SEC statutes
  • Registration and postregistration provisions of the 1934 act
  • Regulation of the securities markets
  • Regulation of brokers, dealers, and investment advisers
  • Fraud
  • Manipulation
  • Civil liability
  • Government litigation
  • SEC administrative law
  • Conflict of laws, procedural aspects, and globalization.
  • v. 2. Regulation of brokers, dealers, and investment advisers
  • Fraud
  • Manipulation
  • Civil liability
  • Government litigation
  • SEC administrative law
  • Conflict of laws, procedural aspects, and globalization.

Ítems similars